KYC Quality Control ("QC") Analyst work to ensure high quality standards are maintained for KYC and Enhanced Due Diligence (EDD) casework conducted by KYC analysts. The KYC QC Specialist will decrease regulatory and reputational risk by exercising sound judgment in approving/rejecting submitted cases.
Review all Due Diligence profiles submitted by the KYC Specialist for quality to ensure sound decision making and risk assessment. Review from a regulatory and compliance perspective that all risks have been identified and escalated to the appropriate AML/Compliance team when needed Providing constructive and material feedback to the KYC Specialist. The feedback will include an assessment of the quality of the information provided by the KYC Specialist, including the soundness and validity of the Customer Risk Ranking, and associated risk conclusions
Review all Due Diligence profiles submitted by the KYC Specialist for quality to ensure sound decision making and risk assessment. Review from a regulatory and compliance perspective that all risks have been identified and escalated to the appropriate AML/Compliance team when needed Providing constructive and material feedback to the KYC Specialist. The feedback will include an assessment of the quality of the information provided by the KYC Specialist, including the soundness and validity of the Customer Risk Ranking, and associated risk conclusions
Understanding the clients to be onboarded, background Checking of the customers and their connected parties. Identifying PEPs (Politically exposed persons), if any and analyzing the risk of the PEPs to the bank Performed the required KYC screenings on customers documenting the information obtained on the client's as required by global KYC procedures. Ensuring compliance with all AML laws, regulations, guidelines, written procedures; OFAC, CIP, KYC
Doing KYC on customers, screening them for the money laundering and terrorist financing risks associated with them, sanctions screening to identify their connections with Sanctioned countries. Clear understanding of risk management Conducted identification screening of prospective clients and projects. Organized, implemented and confirmed completion of work assignments. Ensuring compliance with all AML laws, regulations, guidelines, written procedures; OFAC, CIP, KYC. Enhanced Due Diligence was performed on entities via Lexis-Nexis, Google and World Check Performed User Acceptance Testing for KYC Applications and KYC remediation projects
Worked on building modules to a custom-built CMS using PHP, MYSQL, JavaScript, jQuery, HTML & CSS. The project was bulding a backend and front end for NHS - UK